MATH 4630

Chapter 3: Connected Sets

Connected Sets

We have now characterized compactness and perfectness. We turn to a third property: connectedness. Informally, a connected set is one that is "all in one piece." Making this precise is more subtle than it sounds.

Question: Consider these two sets: $$E_1 = (1,2) \cup (2,5) \quad \text{and} \quad E_2 = (1,5).$$ Intuitively E1 has a "gap" at x = 2 while E2 does not. But can we make this precise using only the language of limit points and closures?

Let A = (1,2) and B = (2,5). Work through the following:

  1. Is 2 ∈ A? Is 2 ∈ B?
    So A ∩ B =
  2. Is 2 a limit point of A = (1,2)?
    So Ā =
  3. Does Ā ∩ B = [1,2] ∩ (2,5) equal ∅?
  4. Does A ∩ B̄ = (1,2) ∩ [2,5] equal ∅?
  5. Now try C = (1,2] and D = (2,5): does C̄ ∩ D = ∅? Is C ∩ D̄ = ∅?

Observation: For A = (1,2) and B = (2,5): neither set contains a limit point of the other, even though they share the limit point 2. For C = (1,2] and D = (2,5): the closure of C hits D, so they are not separated in the same way. This "mutual closure-disjointness" is the right notion of separation.

Definition

Two nonempty sets A, B ⊆ ℝ are separated if $$\overline{A} \cap B = \emptyset \quad\text{and}\quad A \cap \overline{B} = \emptyset.$$ A set E ⊆ ℝ is disconnected if it can be written as E = A ∪ B for some nonempty separated sets A and B. A set is connected if it is not disconnected.

A=(1,2) B=(2,5) gap at x=2 Disconnected: Ā∩B=∅ and A∩B̄=∅ E=(1,5) Connected: cannot be separated

Example 1: Let A = (1,2) and B = (2,5). Consider: E = (1,2) ∪ (2,5). Is the set E connected?

Example 2: Let C = (1,2] and D = (2,5), so that C ∪ D = (1,5). Does the pair C, D give a separation of (1,5)?

Characterisation of Connected Sets in ℝ

The surprising result is that in ℝ, connected sets are exactly intervals.

Theorem

A set E ⊆ ℝ is connected if and only if: whenever a, b ∈ E and a < c < b, we have c ∈ E.

In other words, E is connected ⟺ E is an interval.

a b c ∈ E ✓ Connected: every in-between point present a b c ∉ E ✗ Disconnected: gap at c

Proof sketch:

(⟹): Suppose E is connected. Let a, b ∈ E with a < c < b. Define: $$A = (-\infty, c) \cap E \quad \text{and} \quad B = (c, \infty) \cap E.$$

Step 1: Prove that a ∈ A and b ∈ B.
Step 2: Prove that A and B are separated.
Step 3: Use the connectedness of E to prove that c ∈ E.

Therefore this direction is proved. ∎

(⟸): Conversely, assume that E is an interval: whenever a, b ∈ E satisfy a < c < b for some c, then c ∈ E.

Let E = A ∪ B with A, B nonempty and disjoint. We show A and B are not separated.

Pick a0 ∈ A, b0 ∈ B, and assume WLOG a0 < b0.

Step 1: Why is I0 = [a0, b0] ⊆ E?

Step 2: Bisect I0 at its midpoint m. The midpoint lies in A or B. Explain why we can always choose a half I1 = [a1, b1] ⊆ I0 so that a1 ∈ A and b1 ∈ B.

Step 3: Continuing, we get nested intervals I0 ⊇ I1 ⊇ I2 ⊇ ⋯ with:

By the Nested Interval Property, there exists

Step 4: Show that an → x and bn → x.

Step 5: Prove that A and B are not separated.

Therefore, E is connected. ∎

Your turn: For each set, decide whether it is connected. If not, exhibit an explicit separation E = A ∪ B.
  1. E = (−3,0) ∪ (0,3) — Connected?
  2. E = ℝ ∖ {0} — Connected?
  3. E = [0,1] ∪ {2} — Connected?
  4. E = [0,1] ∪ [1,2] — Connected?

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